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At Right Horizons, we value every individual and trust them to do the best for our clients. We support our people with well-designed products and knowledge resources, enabling them to understand and satisfy customer requirements better. In short, our vision extends to you and your career path, and we believe in growing together.

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PMS DEALER

Job Responsibilities Will Include:

We are hiring a PMS Dealer to manage trade execution, compliance, and portfolio operations for our PMS desk. The role involves executing equity and derivative trades, ensuring compliance with SEBI regulations, managing settlements, and supporting client reporting. Ideal for someone with 3+ years of experience in PMS or equity dealing, strong regulatory knowledge, and a sharp eye for execution accuracy.

Key Responsibilities

  1.  Trade Execution & Order Management

    • Execute buy/sell orders for PMS portfolios across equity, derivatives, and debt instruments.
    • Manage block deals and bulk orders.
    • Monitor market liquidity, impact cost, and best execution practices.
    • Coordinate with fund managers for the timely implementation of investment decisions.

  2. PMS Compliance & Regulatory Adherence

    • Ensure 100% compliance with SEBI (PMS) Regulations, 2020.
    • Monitor client-wise position limits, exposure norms, and risk thresholds.
    • Maintain trade logs, audit trails, and timestamp records in accordance with SEBI requirements.
    • File monthly/quarterly reports with SEBI and internal compliance teams.

  3. Portfolio Operations & Settlement

    • Handle corporate actions (dividends, splits, mergers) for PMS holdings.
    • Reconcile daily trades with custodians and brokers.
    • Manage margin requirements for derivative positions.
    • Oversee SIP/STP/SWP executions in PMS portfolios.

  4. Client Reporting & Communication

    • Generate daily trade confirmations for clients.
    • Prepare monthly portfolio statements with performance attribution.
    • Address client queries on executions, settlements, and corporate actions. CIN No.

  5. Risk Management

    • Monitor counterparty risk with brokers.
    • Flag unusual trading patterns to the compliance team.

Must-Have Skills & Experience

Preferred Qualification:

Graduate/Postgraduate in Finance –

Location: Bangalore, Karnataka
Experience: 3+ years
Employment Type: Full-time
Department: PMS Operations
Work Mode: On-site (6 days working)
Reports To: Head of Operations